SEBI Laws

Acts

Rules

Guidelines

ACTS:

• Securities Contracts (Regulation) Amendment Act, 2007
• The Depositories Act, 1996 - No. 22 of 1996
• Securities and Exchange Board of India Act
• The Securities Contract (Regulations) Act 1956

RULES:

• SEBI (Foreign Venture Capital Investors) Regulations, 2000
• Central Government Notification rescinding 7 SEBI Intermediary Rules
• Depositories(Procedure for Holding Inquiry and Imposing Penalties by Adjudication Officer) Rules 2005
• Amendment to SCR Rules
• Depositories (Appeal To Securities Appellate Tribunal) Rules, 2000
• Securities and Exchange Board of India Appellate Tribunal (procedure) Rules 1995
• Securities and Exchange Board of India (Procedure for holding inquiry and imposing penalties by adjudicating officer ) Rules, 1995
• Securities and Exchange Board of India (Bankers to an Issue) Rules, 1994 (Since Rescinded w.e.f. September 7, 2006)
• The Securities and Exchange Board of India (Debenture Trustees) Rules, 1993 (Since Rescinded w.e.f. September 7, 2006)
• Securities and Exchange Board of India (Underwriters ) Rules 1993 (Since Rescinded w.e.f. September 7, 2006)
• Securities and Exchange Board of India (Registrars to an Issue and Share Transfer Agents) Rules, 1993 (Since Rescinded w.e.f. September 7, 2006)
• Securities and Exchange Board of India (Appeal to Central Government) Rules, 1993
• Securities and Exchange Board of India (Portfolio Managers) Rules 1992 (Since Rescinded w.e.f. September 7, 2006)
• Securities and Exchange Board of India (Merchant Bankers) Rules 1992 (Since Rescinded w.e.f. September 7, 2006)
• Securities And Exchange Board Of India (Stock Brokers And Sub-Brokers) Rules, 1992 (Since Rescinded w.e.f. September 7, 2006)
• The Securities Contract (Rules), 1957

GUIDELINES:

• Online Process for VCF Applications
• Online Process for FVCI Applications
• Online processing of Portfolio Manager Applications
• SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999 (As updated upto 3rd September 2009)
• SEBI (DIP) Guidelines updated upto August 20, 2009
• SEBI (Aid for Legal Proceedings) Guidelines, 2009
• Framework for recognition and supervision of stock exchanges / platforms of stock exchanges for small and medium enterprises
• Guidelines for Anti-money laundering measures
• Amendment to the SEBI (Informal Guidance) Scheme 2003
• SEBI (Delisting of Securities) Guidelines, 2003 - as amended upto January 31, 2006
• Guidelines for opening of Trading Terminals Abroad

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