SEBI Update - 2007

[Click here to view list of notifications / circulars of 2008]

• Waiver of load for direct applications
• Introduction of mini derivative (Futures & Options) contract on Index (Sensex & Nifty)
• Amendments to Equity Listing Agreement
• Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• Change in affiliation of Sub-brokers - Circular
• Short selling and securities lending and borrowing
• SEBI (Disclosure and Investor Protection) Guidelines, 2000 (Updated till December 3, 2007)
• Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
• SEBI (Disclosure and Investor Protection) Guidelines, 2000
  (Updated till November 29, 2007)
• Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
• Notification for Index Fund Scheme and Short Selling
• The SEBI (Mutual Funds) (Second Amendment) Regulations, 2007
• Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds
• Establishment of Connectivity with both depositories NSDL and CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• Overseas Investments by Mutual Funds
• Circular on acceptance of Foreign Sovereign Securities as collateral from FIIs for Exchange Traded Derivative Transactions
• Proof of Identity (POI) and Proof of Address (POA) for opening a Beneficiary Owner (BO) Account for non-body corporates
• Guidelines for Overseas Investments by Venture Capital Funds
• Dissemination of Information on Debentures
• Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• Amendments to Clause 41 of Equity Listing Agreement
• Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
• Bimonthly Compliance Test Reports
• Supervision of branches of depository participants
• Extension of Time for Uploading of NAVs of Fund of Fund Schemes
• PAN as the sole identification number for all transactions in the securities market
• SEBI (Mutual Funds) (Amendment) Regulations, 2007
• The SEBI (Substantial Acquisition of Shares and Takeovers) (Amendment) Regulations, 2007
• The SEBI (Mutual Funds) (Amendment) Regulations, 2007
• The SEBI (Merchant Bankers) (Amendment) Regulations, 2007
• The SEBI (Buy-Back of Securities) (Amendment) Regulations, 2007
• Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
• Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds
• Renewal of Certificate of Registration
• Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• SEBI (Disclosure and Investor Protection) guidelines, 2000 (Updated till April 30, 2007)
• Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
• Permanent Account Number (PAN) to be the sole identification number for all transactions in the securities market
• Amendments to Clause 32 of Equity Listing Agreement
• How to get registered as a Venture Capital Fund
• How to get registered as a Foreign Venture Capital Investor
• Guidelines for Consent Orders and For considering requests for Composition of Offences under SEBI Act, SC(R) Act and Depositories Act
• Revised Monthly Cumulative Report (MCR)
• Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds - Pending deployment
• Parking of Funds in Short Term Deposits of Scheduled Commercial Banks by Mutual Funds - Pending deployment
• Corporate Bond Market - Launch of Trading Platform
• Establishment of Connectivity with both NSDL and CDSL - Companies eligible for Shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• FAQs On Consent Orders & Compounding of Offences
• Amendments to the Listing Agreement for Debentures
• Proposed Changes To Clause 49 Of The Listing Agreement
• Corporate Bond Market - Reporting Platform to also be set up by NSE
• Additional Reporting along with Monthly Cumulative Report (MCR)
• SEBI (Foreign Institutional Investors) (Amendment) Regulations 2007
• Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• Safeguards to address the concerns of the investors on transfer of securities in dematerialized mode
• Exclusive e-mail ID for redressel of Investor Complaints
• FII investments in Debt Securities
• Establishment of Connectivity with both NSDL and CDSL - Companies eligible for shifting from Trade for Trade Segment (TFTS) to Rolling Segment
• Gazette Notifications
• Investment in ADRs/GDRs/Foreign Securities and overseas ETFs by Mutual Funds

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