RBI/2008-2009/197
DNBS (PD) CC. No. 12 / SCRC / 10.30.000/ 2008-2009
September 26, 2008
All registered Securitisation Companies/Reconstruction Companies
Quarterly Statement to be submitted by
Securitisation Companies / Reconstruction Companies registered with the
Reserve Bank of India under Section 3(4) of the SARFAESI
Act
Please refer to our Circular DNBS (PD) CC. No. 5 / SCRC / 10.30.000/
2006-2007 dated April 25, 2007 on the captioned subject.
2. Based upon the experience gained, the Bank has revised the formats of
quarterly statements SCRC 1 and SCRC 2
to be submitted by Securitisation Companies/Reconstruction Companies
registered with the Bank. As earlier, the statements should be submitted
within 15 days of the close of the quarter to which it pertains, to the
Department of Non-Banking Supervision, Central Office, Reserve Bank of
India, 2nd floor, "B" Wing, World Trade Centre, Centre I, Cuffe Parade,
Colaba, Mumbai 400005. The first such statement in revised format should
be forwarded for the quarter ending December 31, 2008.
3. The above instructions are being issued by the Bank in exercise of the
powers conferred under Section 12 A of the Securitisation and
Reconstruction of Financial Assets and Enforcement of Security Interest
Act, 2002 (SARFAESI Act).
4. Please acknowledge receipt.
Yours faithfully,
(P.Krishnamurthy)
Chief General Manager-in-Charge
SCRC 1
Quarterly Statement on Assets acquired, securitized and
reconstructed
Statement for the quarter ended March/June/September/December*
20 _
Name of the SC/RC:
Date of grant of Certificate of Registration:
Date of commencement of business:
Part- A
| Liabilities
|
Amount
|
| Owned Funds (as defined
in para 3(1)(viii) of the Securitisation Companies and
Reconstruction companies (Reserve Bank) Guidelines and Directions,
2003) |
|
| (i) Paid Up Equity
Capital @ _______ |
| (ii) Compulsorily
convertible Preference shares _______ |
| (iii) Free Reserves
Excluding Revaluation Reserve _______ |
| (iv) Credit balance of P
& L A/c _______ |
Sub-Total
_______
Less :
(a) Debit Balance of P& L A/c
(b) Misc. Expenditure to the extent not written off or adjusted
(c) Intangibles Assets
(d) under/short provisions against NPA
(e) Others as detailed in paragraph 3(1) (viii) ibid. |
| Borrowings from banks/FIs |
|
| Current liabilities and
Provisions |
|
| Other Liabilities |
|
| Total |
|
* strike out whichever is not applicable
@ Of the Paid Up Equity Capital, Amount of Foreign Direct Investment (In
Rs. lakh) may be indicated as footnote as under:
|
Name of the Overseas Entity |
Date of Investment |
Amount of FDI (in Foreign currency and Rupees
equivalent) |
% of Paid UP Equity Capital of the SC/RC |
Part B
Acquisition/Realisation of financial assets from
banks/FIs in terms of Section 9 of the SARFAESI Act, 2002
| Sr. No.
|
Particulars |
As at end of previous quarter
(1) |
Position during the quarter
(2) |
Total as at end of quarter
…………….
(1+2) |
-
|
Assets acquired from
banks/FIs - Book value |
|
|
|
-
|
Cost of acquisition of
assets, at (1) above, by the SC/RC |
|
|
|
| (a) Of above,
consideration paid by issue of bonds and debentures |
|
|
|
| (b) Of above,
consideration paid by cash |
|
|
|
| ( c) of above,
consideration paid by issue of SRs |
|
|
|
-
|
Of (2) above, value of
the assets transferred to the Trust for securitisation |
|
|
|
-
|
Of 2, above asset
resolved (Total = a+b+c+d+e+f+g) |
|
|
|
| (a) by change in
management |
|
|
|
| (b) by take over of
management |
|
|
|
| (b) by sale of business |
|
|
|
| (c) by lease of
business |
|
|
|
| (d) by reschedulement
of payment of debt |
|
|
|
| (e) by enforcement of
security interest |
|
|
|
| (f) by settlement of
dues of the borrower |
|
|
|
| (g) by taking
possession of secured assets |
|
|
|
- B
|
Balance Outstanding
(2-4) |
|
|
|
Part C
Information about Security Receipts (SRs)
(Amount Rs. in lakh)
(a) Security Receipts issued by the
Trusts as on March 31, Previous Year _______
(b) Security Receipts redeemed by the Trusts till date
_______
(c) Security receipts Outstanding as at end of the
quarter _______
|
Sr. No.
|
Particulars |
As at end of previous quarter
(1) |
Position during the quarter
(2) |
Total as at end of quarter
…………….
(1+2) |
| 1. |
Amount of Security Receipts (SRs)
issued |
|
|
|
| 2. |
Of (1) above, amount of SRs
subscribed by the selling bank/FIs |
|
|
|
| 3. |
Of (1) above, amount of SRs
subscribed by FIIs |
|
|
|
| 4. |
Of (1) above, amount of SRs
subscribed by other QIBs |
|
|
|
| 5. |
Of (1) above, amount of SRs
subscribed by the SC/RC |
|
|
|
| 6. |
(5) as percentage of (1) |
|
|
|
| 7. |
Of (1) above, amount of SRs
completely redeemed |
|
|
|
| 8. |
Of (4) above, amount of SRs
partially redeemed |
|
|
|
| 9. |
SRs Outstanding |
|
|
|
| 10. |
Of 5 above, Net Asset Value of SRs
issued
( In Rs.)
(i) Category 'A'
(ii) Category 'B' |
|
|
|
| 11. |
Whether complied with requirement
of minimum subscription of 5% of SRs issued under each scheme
(Strike off whichever is not applicable.) |
Yes/No |
Yes/No |
Yes/No |
Part D
1. General Information - (The information is to
be given based on acquisition value)
| Sr. No.
|
Particulars |
As at end of previous quarter
(1) |
Position during the quarter
(2) |
Total as at end of quarter
…………….
(1+2) |
|
1. |
Total Portfolio of
Assets Acquired: |
|
|
|
|
2. |
Assets acquired from
sponsor banks: |
|
|
|
|
3. |
Assets acquired from
sponsor FIs: |
|
|
|
|
4. |
Assets acquired from
Other banks: |
|
|
|
|
5. |
Assets acquired from
Other FIs: |
|
|
|
|
6. |
Assets transferred to
Trusts: |
|
|
|
|
7. |
Assets resolved: |
|
|
|
|
8. |
Value of Outstanding
Assets (1-7) |
|
|
|
2. Year-wise breakup of assets acquired still
pending for resolution
|
Financial Year |
Value of Assets acquired |
Value of Assets Resolved from the date
of acquisition |
Balance Outstanding as at end of quarter |
|
less than one year |
1-2 years |
2-5 years |
More than 5 years |
Total |
| Year 1 |
|
|
|
|
|
|
|
| Year 2 |
|
|
|
|
|
|
|
| ….. |
|
|
|
|
|
|
|
3. Year-wise breakup of SRs Outstanding still
pending for redemption
|
Financial Year |
Value of SRs Issued |
Value of SRs Redeemed |
Balance Outstanding as at end of quarter |
| Year 1 |
|
|
|
| Year 2 |
|
|
|
| ….. |
|
|
|
Part E
(i) Status of Top ten accounts acquired as at
end of quarter (As per cost of acquisition and still pending for
resolution)
| Date of
Acquisition |
Acquired from |
Cost of Acquisition
(Amt. in lakhs) |
Measures for reconstruction
(Section 9 of SARFAESI Act) |
Transferred to Trust |
Amount of SRs
issued by Trust
(Amt. in lakhs) |
SRs Redeemed
(Amt. in lakhs) |
SRs Outstanding
(Amt. in lakhs) |
| |
|
|
|
Date |
Name of the Trust |
|
|
|
Brief particulars of the top ten accounts may be
furnished giving history of each account, Net Asset Value of SRs,
Recovery Rating Assigned by the Rating Agency, Name of the Rating
Agency, SRs outstanding measures taken by SC/RC till the end of the
quarter.
(ii) Status of Top ten accounts acquired as at
end of quarter (As per amount pending resolution -
Other than reported at (i) above)
|
Date of Acquisition
|
Acquired from |
Cost of Acquisition
(Amt. in lakhs) |
Measures for reconstruction
(Section 9 of SARFAESI Act) |
Transferred to Trust |
Amount of SRs issued by Trust
(Amt. in lakhs) |
SRs Redeemed
(Amt. in lakhs) |
SRs Outstanding
(Amt. in lakhs) |
| |
|
|
|
Date |
Name of the Trust |
|
|
|
Brief particulars of the top ten accounts may be
furnished giving history of each account, Net Asset Value of SRs,
Recovery Rating Assigned by the Rating Agency, Name of the Rating
Agency, SRs outstanding measures taken by SC/RC till the end of the
quarter.
Date:
Signature and Seal
Name of the Authorised Signatory
SCRC 2
Quarterly Statement on Assets acquired,
securitized and reconstructed – Bank/FI wise (Total)
Name of the SC/RC:
Statement for the quarter ended
March/June/September/December* 20 _ _
| Name
of the bank/FI |
Book Value of the Assets acquired from
banks/FIs |
Acquisition Price
paid in form of |
The amount redeemed out of assets
acquired |
Outstanding |
| Cash |
Bonds/
Debentures |
SRs |
|
1 |
2 |
3 |
4 |
5 |
6 |
7 |
| 1. |
|
|
|
|
|
|
| 2. |
|
|
|
|
|
|
| …… |
|
|
|
|
|
|
| Total
|
|
|
|
|
|
|
Name of the Authorised signatory
* strike out whichever is not applicable
