RBI/2008-09/194
DNBS.PD/ CC.No.130 / 03.05.002 /2008-09September 24, 2008
Non-Banking Financial Companies (non-deposit taking NBFCs with asset
size of Rs 50 crore and above but less than Rs 100 crore)
Dear Sir,
Monitoring Framework for non-deposit taking
NBFCs
It has been decided to call for basic information from non-deposit
taking NBFCs with asset size of Rs 50 crore and above but less than Rs 100
crore at quarterly intervals. The first such returns for the quarter ended
September 2008 may be submitted by first week of December 2008. The
quarterly return as at the end of each quarter may be filed online with
the Regional Office of the Department of Non-Banking Supervision in whose
jurisdiction your company is registered, within a period of one month from
the close of the quarter.
2. The data is to be submitted online and the procedure/system for
online submission would be conveyed in due course.
Yours faithfully
(P Krishnamurthy)
Chief General Manager In-Charge
Annex
Quarterly Return on important financial parameters of Non- Banking
Financial Companies (NBFCs) not accepting/holding public deposits and
having asset size of more than Rs 50 crore and above but less than Rs. 100
crore
Quarterly Return as at end of March 31/June
30/September 30/December 31 ___
| 1. |
Name of the Company |
|
| 2. |
Address of the Registered Office |
PIN |
| 3. |
Phone Nos.
Fax No.
E-Mail Address |
|
| 4. |
Status of the company
(Please tick): |
(i) Public Ltd. |
| (ii) Private Ltd. |
| (iii) Foreign Company |
| (iv) Joint Venture |
| 5. |
(A)Nature of business
a) Asset Finance Company,
b) Loan Company
c) Investment Company
(B) supplementary informationListed/Unlisted |
Indicate whether a, b, c,
|
| 6. |
Net Owned Fund of the company (as
per its latest audited balance sheet as on March 31, -----) |
|
| 7. |
Profit/Loss for the last three years
Year End March 31 , ____
Year End March 31 , ____
Year End March 31 , ____ |
|
Part- A
Position of Assets and Liabilities as at end of quarter
_____________
| Liabilities |
Amount |
Assets |
Amount |
| Capital |
|
Fixed Assets |
|
| Reserves |
|
Loans and Advances |
|
| Borrowings |
|
Investments |
|
| Current liabilities and Provisions |
|
Secured Loans |
|
| Other Liabilities |
|
Other Assets |
|
| Total |
|
Total |
|
Contingent Liabilities:
(a) Guarantees
(b) Interest Rate Swaps
(c) Other Derivatives/Structured Products
(d) Others (Please specify)
Part- B
I. Sources of funds |
Amount |
| 1.Share Capital
|
|
| (i) Paid-up equity capital |
|
| (ii) Preference (Convertible &
Non-convertible) shares |
|
| 2. Reserves and Surplus
|
|
| (i) Other Reserves |
|
(ii) Statutory/Special Reserve
(Section 45-IC reserve to be shown separately) |
|
| (iii) Balance of profit and loss
account |
|
| 3. Secured loans
|
|
| (i) Debentures |
|
| (ii) Term loans from |
|
| (a) Banks |
|
| (b) FIs |
|
| (iii) Other loans (specify nature) |
|
| 4. Unsecured loans
|
|
| (i) Loans from |
|
| (a) Banks |
|
| (b) FIs |
|
| (ii) Commercial paper |
|
| (iii)Debentures not in the nature of
public deposit |
|
| (iv) Mutual Funds |
|
| (v) others |
|
II. APPLICATION OF FUNDS |
Amount |
| 1.Loans & Advances
|
|
| (i) Secured |
|
| Loans and Advances to Corporates |
|
| Loans and Advances to SME |
|
| Loans and Advances to Agriculture |
|
| Loans and advances for Housing |
|
| Loans and advances to Small Road
Transport Operators |
|
| Others |
|
| (ii) Unsecured |
|
| Loans and Advances to Corporates |
|
| Loans and Advances to SME |
|
| Loans and Advances to Agriculture |
|
| Loans and advances for Housing |
|
| Loans and advances to Small Road
Transport Operators |
|
| Others |
|
| 2. Investments |
|
(i) Government securities and
government guaranteed
bonds including treasury bills |
|
| (ii) Equity shares |
|
| (iii) Preference shares |
|
| (iv) Debentures and bonds |
|
| (v) Units of mutual funds |
|
| (vi) Others (specify nature) |
|
|
Capital Market Exposure (Rs. in lakh)
|
| |
Amount |
i) Loans/Advances for investments in
equity shares (including IPOs and ESOPs),
bonds and debentures ,units of equity oriented mutual funds ,
etc to individuals and corporates. |
|
ii) Loans and advances against
collateral of shares to individuals,
Corporates and Stock brokers. |
|
| iii) Separate data for convertible
and non-convertible bonds and debentures. |
|
| iv) Investment in listed instruments |
|
| v) Others (specify) |
|
CERTIFICATE
Certified that the particulars / information furnished in this Return
have been verified and found to be correct and complete in all respects.
Signature of Manager / Managing Director /
Authorised Official
Date:
Place:
